2010 UPCOMING EVENTS

  • Nebdiaa – Privacy & CCO Liability – January 13, 2010
  • SEC – FINRA CCO Outreach, Washington, DC – January 26, 2010 (archived)
  • ARM Conference, Boca Raton, FL – Feb 1-3, 2010
  • ACA Investment Advisor Compliance Forum, Arlington, VA – Feb 25-26, 2010
  • Ascendant Spring Conference - Santa Monica, CA – March 10-12, 2010
  • ICI – Mutual Fund & Investment Management, Phoenix, AZ – March 14-17, 2010
  • NSCP East Coast Meeting, Boston, MA – March 22, 2010
  • IA Compliance Best Practices Summit – Washington, DC – March  25-26, 2010
  • NRS Spring Conference, Fort Lauderdale, FL – April 19-22, 2010
  • IAA Annual Conference – Chicago, IL – April 28-30, 2010
  • ICI – Mutual Funds Compliance, Washington, DC – May 5-7, 2010
  • FINRA Spring Conference, Baltimore, MD – May 26-28, 2010
  • FINRA CCO Outreach – Boston, MA - June 3, 2010
  • NASAA Fall Conference, Baltimore, MD – September 25-28, 2010
  • NRS Fall Conference, Scottsdale, AZ – October 4-7, 2010
  • Ascendant Fall Conference, New  York, NY – October TBD 2010
  • NE Annual Securities Forum, Hartford or Stamford, CT – October TBD 2010
  • FINRA Advertising Conference – Washington, DC – October TBD 2010
  • NSCP National Membership Meeting, Baltimore, MD – November 1-3, 2010

Discounts for Nebdiaa Members:

NRS Programs - 20% discounts available for all programs (including online programs) – contact Nebdiaa@att.net for instructions to obtain discount

Ascendant Programs – Registration at the early bird rate up until registration

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New England Broker/Dealer and Investment Adviser Association
PO Box 960265
Boston, MA 02196

E-Mail: nebdiaa@att.net